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FINRA outlines its goals using AI
On October 28, FINRA detailed how it has used AI and GenAI technologies to help it oversee the securities markets. FINRA reported the rollout of new GenAI-enabled tools, such as an internal large language model chat system and automated solutions for reviewing feedback on rule proposals, which FINRA estimated would lead to thousands of hours in efficiency gains annually….
By: Orrick, Herrington & Sutcliffe LLP