From Small Time Scammers to Established Firms, State Regulators Remain the Local Cop on the Beat: NASAA Releases Its 2025 Enforcement Report

While the federal financial regulators largely remain furloughed due to the federal government shutdown, the release of the North American Securities Administrators Association (“NASAA”) 2025 Enforcement Report last week reminds us of the important work our state regulators continue to do even as federal regulators sit at home….
By: BCLP