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SEC Director Daly’s Speech Regarding the Division’s Four-Year Workplan
Who may be interested: Registered Investment Companies; Directors of Registered Investment Companies; Investment Advisers; Hedge Funds – Quick Take: At the December 2, 2025 meeting of the American Bar Association’s Federal Regulation of Securities Committee’s Private Funds Subcommittee and Investment Advisers and Investment Companies Subcommittee in Washington, D.C., SEC Division of Investment Management Director, Brian Daly, highlighted a preference for a pragmatic, incremental approach…
By: Seward & Kissel LLP